Compliance review
AML Evidence Review
Independent review of alert handling, case narratives, and retention of customer due diligence files examiners typically request.
Who this engagement is for
Money laundering reporting officers and compliance managers who want an independent read on whether alert dispositions, escalation clocks, and CDD refresh files would withstand examiner sampling.
Deliverables
Sampling worksheets, quality-of-narrative observations, and a prioritised remediation list. We highlight gaps in retention and inconsistent rationale language without rewriting every case for you.
Included
- Population definition for alerts and closed cases
- Narrative quality and timeliness assessment
- Spot checks of enhanced due diligence packs
- Briefing for the MLRO ahead of supervisory Q&A
Excluded
- Filing suspicious transaction reports on your behalf
- Continuous transaction monitoring operation
- Training curriculum design beyond a short briefing note
Next step
Book an AML evidence scoping call with your lookback window and approximate monthly alert counts.
Case narrative sampling for AML evidence