Pre-licence work

Licensing Readiness Assessment

Structured gap assessment against Taiwan fintech licensing expectations — policies, capital narratives, and operational evidence before you file.

Who this engagement is for

Teams assembling a first or renewed licence file who need a sober inventory of missing policies, untested controls, and narratives that still read as aspiration rather than evidence.

Deliverables

A readiness heatmap, document gap list, and recommended sequence of work before counsel submits. We do not draft the licence application itself.

Included

  • Document room review against an agreed checklist
  • Interviews with product, ops, and compliance owners
  • Prioritised gap list with effort bands
  • Optional retest after remediation sprints

Excluded

  • Legal representation before the regulator
  • Capital raising or investor roadshows
  • Building internal audit functions from scratch

Next step

Request a readiness assessment outline with your target filing quarter and product perimeter.

Request this engagement Fee guidance
Signing licensing and assurance documents

Pre-filing evidence checklist workshop