Field Notes · 2 April 2026

Building a CDD refresh calendar that survives sampling

Practical calendar design for customer due diligence refresh cycles in remittance and e-payment firms facing periodic AML evidence reviews.

Planning calendar and notes for compliance refresh cycles

Customer due diligence refresh work often lives in a spreadsheet someone updates after hours. That arrangement fails the moment an AML evidence review asks for a population of accounts due in a given quarter and the evidence that refreshes actually occurred.

Anchor refresh dates to risk ratings you can defend

If your risk model changes mid-year, document the bridge. Auditors will ask why a medium-risk merchant moved to high risk without a refresh trigger.

Capture incomplete refreshes honestly

A half-finished pack with a dated chase log is stronger than a green status with no file. Examiners notice invented completeness.

Connect the calendar to onboarding spikes

Fintech marketing campaigns create onboarding waves; refresh debt follows months later. Capacity planning for analysts should mirror those waves, not a flat monthly average.

Teams preparing an AML evidence review with Tidewater should expect sampling from the calendar itself, not only from closed cases.

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